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Its Not Harry

Comment and opinion for retail investors in the UK

Asset Allocation

Going to extremes or sensible hedging?

14th June 2018 by Mark Potter Leave a Comment

Introduction

I am working on constructing a low volatility example portfolio for the members’ part of the web site and this is taking a long time.  The reason is that it is currently very hard to find assets that are cheap and likely to be steady low volatility earners.  Updating my knowledge of what the big fund management groups are doing to get returns on their fixed income (bond) and absolute returns fund confirms that more and more ‘innovative’ methods are being used – not  a good sign!

A gloat

Over a period starting about 18 months and lasting 6 months until mid 2017 I was fighting a lone corner as the senior member of my then employer’s investment committee, resisting inclusion of the M&G Global Macro Bond fund as a heavy weighting in the firm’s lower risk portfolio models.  The advice to include it was coming from the form’s external investment advisers and was based on the recent strong performance and the undoubted reputation of the lead manager.  They produced vast amounts of backward looking data showing how it would have  done better than what I proposed, had what I proposed now been included 3 years ago (not very logical, you will realise).

My objections were several but basically that the fund was a straight bet on the ongoing appreciation of the US dollar versus Sterling.  The big negative impact that strong US growth and possibly inflation would represent made the fund high risk in my view.

I was persistent and ultimately no doubt rather unpopular but in fairness to the committee and its chairperson, they declined to used the fund.

In 2017 the fund lost over 4%, fell from 10th to 85th percentile in the sector (Source: Morningstar) and the current top 10 holdings are now rather different.

What’s to learn and where are the dangers?

I am not suggesting of course that I am any cleverer than the highly regarded manager of the above mentioned fund or that he did something ill advised.  That is not the point.  He may well have never expected any advisers to use his fund as a diversifier in a lower risk growth portfolio.  He only works to his published objectives.  My point is that the people who recommended it did not understand how the recent past performance arose and what the implications of that would be based on what economic and financial conditions were at the time we were reviewing the fund as a possible recommendation.

This is the point missed so often by portfolio designers.  I think it was J M Keynes who said that ‘when the facts change, I change my mind’. If an event that was great for your investment holdings has ended (eg a sharp change in relative currency values), it is naïve to assume that the same performance can be repeated – in fact there is more likely to be some claw back.

The dangers I am currently identifying is that even experienced fund managers with excellent past performance records are struggling to find assets that can make money after the overly long period of value increases in fixed income assets.  I read today that prior to the change of government in Italy, Italian government debt was paying a net negative real yield.  It has now turned positive.  The facts changed – Italy has an anti-euro government.  Some famous fund managers lost very large sums in their bond funds the week of that election result.

It is almost as if, if you invest in bonds, you are being asked to be a bank – lend your money at risk – but unlike a bank, you also pay the borrower a fee for making use of your money!  Bizarre and surely a danger signal?

It seems that fund mangers are, perhaps out of desperation,  investing heavily in derivatives of various sorts.  I looked at a newish Absolute Return Bond fund and the top holdings were ALL CDSs (Credit Default Swaps).  These featured heavily in the 2008 financial crisis, being a major contributor to the insolvency of the huge American insurer AIG.  They are a legitimate insurance element in diversified  portfolios and maybe some people actually want to buy a managed portfolio of CDSs.  But a fund branded as an Absolute Return bond fund will sound to most people like it is very cautious.  I think they would be disturbed to find out how it is constructed.

Not what is says on the label

One of my friend recently posted on Facebook that he had bothered to read the ingredients list in an Activa sugar free yoghurt and found a huge number of ‘unexpected’ additives.  Yet this product is advertised as being for a healthy life style.  What you are led to expect by marketing psychology may be very different to reality.  The Food Standards Agency has just made this point in a report.

The same applies to investments these days.  You often don’t get what you might expect.  If you don’t pay attention, your financial health is at risk!  Read the label, or in this case the fact sheets.

I would suggest people who are not comfortable with investment risk might actually do better not investing at all at the moment, or only a modest proportion of their available assets, but I will keep working on some other options.

Filed Under: Asset Allocation, Funds, Portfolios

Cash as an asset class

21st May 2018 by Mark Potter Leave a Comment

Introduction

In various places on this web site, I suggest that holding cash as an integral component of your portfolio mix is a way of diversifying risk.  In the briefest terms possible, keeping cash on hand lowers volatility, saves you selling at the wrong time and gives you the opportunity to buy cheap assets without notice.  In essence I prefer what is called the ‘cash plus risk’ investment approach to the traditional portfolio construction based on the assumed non-correlation between equity shares and fixed income or loan stocks.

Where to keep it?

In practice there are 3 main ways you can hold cash as part of your investing strategy:  in your bank, building society or other deposit taking institution (or in your sock, if you really must!), as part of your platform or wrap assets, or in the control of the fund managers you select.

It is worth mentioning that the managers of funds that list as a primary objective investing in stock markets assets have inconsistent views on holding cash within their funds:  some say it is not their job to hold cash and they will always be fully invested, others say they must hold cash to manage liquidity (common for property funds) and a third group hold cash as a tactical asset (especially in absolute return funds).  If you get a ‘drill down’ analysis of your funds portfolio from your adviser or platform supplier, you may well find you are more into cash than you thought!

Holding cash in money market unitised funds that invest in deposit like instruments like floating rate notes or synthetic zero dividend preference shares (that can still fall in value but are low volatility) only works if the long term returns are better than bank interest rates after tax plus the fund fees.  That is sometimes the case, but the best funds will show losses for periods, albeit they recover over time.

Holding cash in private accounts is the favoured approach of most investors because they are in control, can keep an eye out for the best products from banks and building societies and have instant access.  Tax favoured offerings from National Savings are a good bet at times depending on Government policy to borrowing direct from the public which varies a fair bit.

Keeping cash in your platform or wrap account is ideal if you are going to use the money for dealing quite soon, but interest rates on such money may currently be negative after fees are taken into account, so I would suggest such holdings would usually be short term.  The better platforms do offer access to fixed term deposit accounts to squeeze a bit more interest out of the system, but of course that may constrain an opportunistic quick buy of an asset you just decided was priced where you liked it!

My view

I think only modest amounts, intended for dealing (possibly raised from recent asset sales) should be kept on platforms.  I think your cash ought to be in your control, but that you ought to know that “investment cash” is separate from your day to day funds and any emergency reserve for unexpected capital items that you like to keep.

It helps if you keep that portfolio strategy cash noted in your records with your other portfolio asset data if you want to measure your returns accurately.  In good times, the cash holding will be a brake on performance and there will be a psychological ‘itch’ to invest it but when markets fall, it will be something you can access while you wait for things to get better and the psychology will all be positive!

Actually, in my opinion, holding a good cash reserve is not really a brake on good performance long term, because you can make the assets you do invest in that bit more adventurous and over time that will generally pay you back with better returns.  Recent research supports this supposition over more time periods than not.

 

Filed Under: Asset Allocation, Portfolios, Uncategorised

Diversification is like gardening

3rd April 2018 by Mark Potter Leave a Comment

Here is a rather technical looking graph (courtesy of CF Miton).  To simplify the orange line is meant to be predictor for economic growth in the US.  The blue line measures the relative value of cyclical stocks (those that do well when the economy is booming) with defensive stocks (which do better when people think a recession is possible).

It is no surprise with the luxury of hindsight that the curves are roughly the same shape – you would expect people to be buying shares that benefit from economic growth if they are reading surveys and analysis that says there will be economic growth and so momentum (more buyers than sellers) will push the price of cyclical stocks up.  Thus the relative value of cyclical stocks is higher in a growing economy.

The skill required of your chosen fund managers is to decide when to change the mix of shares ahead of a change in sentiment.  This mix of defensive and cyclical shares is very important and one that is often not picked up in the asset allocation models of advisers.  For example in an income portfolio, it is possible that the search for dividends will have resulted in a heavy bias to defensive stocks, like tobacco and pharmaceutical companies (people still buy fags and pills, possibly even more, in a recession).

If you think of diversification in the context of gardening (NotHarry is a keen gardener), you will realise that you need to have plants and trees that cope with different weather, grow at different rates, flower in different colours, have different shaped and coloured  leaves, will survive on poor and rich soil, acidic and alkali soils, are eatable and are not and so on.  An experienced gardener also knows how to combine things to get an overall pleasing effect, with some insurance policies!  Even after diversifying at the high level, say planting apple trees and blackcurrant bushes, the gardener will invest in more than one species to further reduce the chance of failure.   Gardeners would make great asset managers!

 

 

 

Filed Under: Asset Allocation

When to sell and hold cash

30th March 2018 by Mark Potter Leave a Comment

This topic is one the exercises the minds of financial advisers and investors on a regular basis and is certainly worth discussing at the moment, with volatility returning to markets.   So it justifies a longish post and I am not restricting this to members, as everyone ought to appreciate these points.

Advisers don’t as a rule like clients to sell assets and hold cash because adviser fees are either a percentage of the assets they control, or based on trades.  This is one reason why NotHarry thinks that the best advisers charge fixed fees:  it takes away this inevitable bias against using cash as an asset class.  Some wealth managers and platforms do charge percentage fees on cash holdings as well (which is a rip off, designed really to protect their earnings when clients have money out of the market).

A famous quote from the legendary Fidelity Special Situations fund manager of some years back is:  ‘it is not timing the markets, but time in the markets’.  What he was stressing was that trying to sell at the top and buy at the bottom (timing) is never really going to work and it is better to stay invested and be patient.  It is pretty easy to prove that he is correct by trying to time markets yourself – trust me!  There is other evidence, used in a slightly misleading way at times, showing that not being in a given market for just a few days would mean much reduced returns over time, as recoveries are often extremely rapid after dramatic sell offs and people miss the best ‘up’ days.

Why the latter observation is misleading is that it is based on the idea that someone is buying and selling tactically, so sells close to the top of the market (clever) but is not quick enough to buy back in at the bottom (psychology makes it hard for most people to buy a falling market).  When the market suddenly turns after everyone has lost faith in it, and the cash gets put back in far too late, the timing advantage is lost.   This is an entirely valid observation of reality, but it is misleading to use it as a generalisation, because there can be other good reasons for selling out and holding cash that are not driven by a motivation to be a tactical speculator.

Take another scenario.  It is 1999 and you don’t believe in dotcom companies.  You have made money on the general boom in Western market stocks (a ‘bull’market) but decide valuations are just mad so you sell out and go to cash.  If you held your cash for 3 full years, you could buy a whole bunch of assets much cheaper in 2002.  So this ‘intelligent’ timing worked well.  It would have worked even better if some of your money was left in Asia Pacific markets that had bombed in 1996 (a currency crisis) and which did very well indeed as Western markets struggled.  My advice at the time was exactly that.

So the issue is not so simple.  How can you make decisions?  There are some reliable rules or processes.

  • The first is what is called valuation.  There are a number of ways of deciding if stocks are expensive or not (in the Useful Links you can connect to Robert Schiller’s work if you really want to understand this subject).  This varies across global markets, naturally.  If stocks everywhere are expensive compared to the long term average, it might be sensible to sell.
  • The second is time horizon.  All major market corrections are part of a cycle and valuations of the market as a whole will recover.  So if you are saving for a pension many years in the future you can pretty much ignore the cycle and let your fund managers take what advantage they can of it (at times when cycles turn, inflection points, good managers earn their fees, doing better than passive trackers).  If you own just a few stocks of your own selection, you may need to reflect on what is changing and how to reposition – good luck, as I have never thought I was clever enough to do that.  If you need your money soon, say to build a house, pay your pension income or similar, then the time horizon is very short and you need to take money off the table and have it available in cash, or you will maybe end up selling at exactly the wrong time.
  • The third is diversity.  You can in fact leave money in the markets (of various types) and also hold cash at all times.  A “Boris” solution of having your cake and eating it.  There is a cost to holding cash when markets go up – you miss out on the high returns. I consider that opportunity cost to be an insurance premium – the cash is there to spend when markets fall, so you don’t have to sell assets at the wrong price and can wait for the cycle to move on.  The loss of upside return is the premium.

At the moment, on valuation grounds, most markets are expensive and some (bonds or fixed income stocks) very expensive.  So if you have a need for cash and not much already on hand, selling some of your investments might be prudent.  Bear in mid that you can often buy other assets that diversify stock market risk, but that is not at all easy at the moment.  NotHarry knows of a few options and will write a members’ blog on the subject.  I will also write longer piece on diversification in the near future!

 

Filed Under: Asset Allocation, Education, Portfolios

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